Technology Case Studies

ComplianceAlpha Case Studies

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August 21, 2018

This case study details how a global asset management firm with more than $100 billion in assets under management (AUM) across multiple geographic regions implemented ACA's ComplianceAlpha Marketing Review Solution (MRS) to streamline marketing reviews and meet regulatory requirements.

April 25, 2018

A growing multi-affiliate private equity fund manager with approximately $1 billion assets under management was manually tracking its compliance tasks and reviewing marketing materials through email.

March 16, 2018

This case study explains how an investment adviser with approximately $25 billion AUM representing multiple client types and distribution channels implemented ACA's ComplianceAlpha® to address challenges with their marketing review processes.

February 14, 2018

This case study details how dual-entity private equity and hedge fund manager with approximately $1 billion AUM implemented ACA's ComplianceAlpha® to build a universal risk assessment and compliance program testing regime under time and resource constraints.

January 12, 2018

This case study details how a growing investment advisory and financial planning firm managing over $1.5 billion in client assets implemented ACA's ComplianceAlpha® Compliance Management Platform (CMP) and Marketing Review Solution (MRS) modules to enhance the firm's compliance and marketing review program infrastructure.