ACA Compliance Group – London Office

ACA Europe Expertise and Leadership

ACA’s European division is headquartered in London, providing guidance on European and U.S. financial services regulations. Our consulting team includes former FCA, FSA and SEC regulators, together with experienced industry practitioners and individuals previously approved as Compliance Officers.

In addition to our financial services consulting we offer market-leading GIPS® compliance and independent performance verification services, as well as award-winning regulatory technology and cybersecurity solutions, all offered from our London office to better serve clients with a European presence.

Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ complex business needs and regulatory requirements.


Learn more

ACA Compliance (Europe)

130 Jermyn Street
London SW1Y 4UR 

Tel: +44 (0) 207 042 0500

Email: info@acacomplianceeurope.com

 

Local Contacts

 

Click on the thumbnail below to access an infographic that helps you learn more about the services and solutions we bring to clients around the world from our European team. 

Contact Us

Services offered in London

Consulting:

  • A range of retained solutions providing a comprehensive compliance framework
  • Regulatory application and registration services, FCA, SEC, CFTC/NFA
  • Focused and enterprise-level risk assessments
  • Compliance Assurance Review Services, including health checks and mock audits
  • Policy and procedure development
  • Thematic project support services, including market abuse, SM&CR, trade & transaction reporting, MiFID II
  • Sanctions and regulatory remediation
  • Secondments, co-sourcing, and other staff augmentation
  • GIPS standards verification and independent performance reviews
  • Performance consulting services
  • Cybersecurity and technology risk assessments
  • Data privacy compliance assistance
  • Transaction advisory and portfolio company risk services
  • Cloud security assessments
  • Penetration testing
  • M&A cyber, privacy & IT due diligence
  • FCPA and anti-bribery risk management and development of policies and procedures

Managed Services:

  • Secondments, co-sourcing, and other staff augmentation
  • Compliance project support
  • Expert network consultation chaperoning
  • Regulatory filings
  • Financial promotion, marketing and advertising reviews
  • Electronic communication surveillance reviews
  • Vendor management and due diligence
  • Scalable compliance testing and remediation projects
  • Virtual CISO
  • Regulatory filings
  • Forensic testing
  • Full-service support for our regulatory technology solutions

Technology:

  • Employee Compliance
  • Trade Surveillance
  • Compliance Management
  • Marketing and Advertising Reviews
  • Regulatory Reporting Monitoring & Assurance (blending technology with consulting)

Education:

Who We Work With

  • Multinational banks
  • Alternative investment managers
  • Private markets, including private equity, private credit, venture capital, and real estate fund managers and their portfolio companies
  • Hedge fund managers
  • Private fund managers
  • Asset managers and traditional long-only funds
  • Commodity trading advisors
  • Investment advisers
  • Securities brokers and introducing brokers
  • Family/private offices