GRC webcasts
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Governance, Risk, and Compliance (GRC) Webcasts

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ACA hosts a variety of free and paid webcasts each year. These webcasts cover a range of topics including regulatory compliance, performance, cyber security, financial crime, and financial technology. Most webcasts hosted by ACA are available on demand for three years after the presentation date.

For more information, contact us at webcastinfo@acacompliancegroup.com.

ACA WEBCAST DIRECTORY

 

Webcast
March 26, 2020

The 2020 GIPS Standards: Key Takeaways from the Explanation of the Provisions for Firms - Sections 1 and 3

Since the release of the 2020 Global Investment Performance Standards (GIPS®), the investment community has been anxiously awaiting the arrival of what was formerly known as the GIPS Handbook.
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Webcast
March 18, 2020

Best Practices and Strategies for Managing Business Risks Due to COVID-19 Pandemic

The rapid spread of coronavirus (COVID-19) has already had a broad range of impacts, and the situation appears likely to grow more challenging in the weeks ahead. On Wednesday, March 18 at 11 a.m. ET / 3 p.m. GMT we invite you to join ACA’s Carlo di Florio, Chief Global Services Officer, Mike Pappacena, Partner, ACA Aponix and Laurin Blumenthal Kleiman, Partner, Sidley Austin LLP for an interactive discussion about the challenges firms are...
On Demand
Webcast
March 10, 2020

FINRA Hot Topics 2020

On January 8, 2020, FINRA released its Risk Monitoring and Examination Priorities Letter for 2020. The letter’s format has changed to concentrate on new risk areas. Broker-dealer compliance personnel should consider both the new risk areas as well as the repeated focus areas in their compliance enhancements for 2020.
On Demand
Webcast
March 4, 2020

Coronavirus Preparedness: Re-visit Your Business Continuity Plans

Join us on Wednesday, March 4, 2020 at 11 a.m. ET  / 4 p.m. GMT for a 30-minute Q&A discussion about the common concerns firms may face in an effort to curb the coronavirus.
On Demand
Webcast
February 27, 2020

Form CRS: What Firms Need to Know

Is your firm prepared for the fast approaching Form CRS (Client Relationship Summary) deadline? This webcast will highlight the new delivery obligations and content requirements advisers should prepare when completing their Form CRS in advance of the June 30, 2020 compliance date. 
On Demand
Webcast
February 25, 2020

Preparing for Regulation Best Interest Compliance

Broker-dealers need to comply with Regulation Best Interest (Reg BI) by June 30, 2020. Will your firm be ready? Join us February 25, 2020 at 2pm ET when we will discuss how to comply with Reg BI and share experiences implementing the regulation's requirements. 
On Demand
Webcast
February 20, 2020

Performance Challenges and Solutions for OCIOs

The OCIO market has experienced significant growth over the last ten years. Assets under management represent nearly $2 trillion and are expected to reach almost $3 trillion over the next several years.* However, how much of that growth has been driven by the firm’s current clients switching from advisory to OCIO services?
On Demand
Webcast
January 28, 2020

Practical Guidance: The 2020 GIPS Standards for Asset Owners

The popularity and worldwide adoption of the Global Investment Performance Standards (GIPS®) by investment management firms is largely due to demand by asset owners. In the interest of risk management, asset owners increasingly require external investment managers to comply with the GIPS standards.  
On Demand
Webcast
January 22, 2020

SEC Examination Priorities and Focus Areas for 2020

Please join us Wednesday, January 22 at 11am ET for a live webcast discussion about the SEC’s 2020 examination priorities and what they may mean for you. 
On Demand