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Regulatory Technology

Strengthen and streamline risk and compliance management across the enterprise.

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We design and deliver smart technology solutions to over 640 leading financial services firms around the globe. Our technology solutions help our clients streamline processes, simplify day to day tasks, and ensure easy and comprehensive tracking of all activity across their firm in a way that meets regulatory expectations and industry best practices.

Our technology solutions are designed, developed, and supported by our team that includes former regulators as well as experienced consulting, technology, and cybersecurity professionals. Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ complex business needs and regulatory requirements.

Our Solutions




ComplianceAlpha marketing review solution MRS


ComplianceAlpha helps global financial services firms of all sizes to effectively and efficiently meet regulatory demands across the organization from a single platform. The platform helps firms automate manual tasks, identify risk through enhanced surveillance capabilities, derive deeper insights through connected data, simplify the submission of requests and disclosures for employees, and free up valuable time for more strategic, higher-value tasks.


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Employee Compliance

Provides an integrated solution for collecting, tracking, and analyzing employees' personal trading and reported activities.

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Trade Surveillance

Provides in-depth trade surveillance to help your firm identify "Items of Interest" and non-compliant trading and investment activity.

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Compliance Management

Provides automated risk monitoring, compliance activity tracking, up-to-date reference compliance content, reporting, and visual analytics.

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Marketing Review

Provides a full workflow for reviewing, approving, and submitting marketing and advertising materials.

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Provides cybersecurity and technology risk management tools cybersecurity awareness training administration.

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ACA Regulatory Reporting

Platform for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR.

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Why Choose ACA Technology?

ACA product development team

Our Product Development Team

Our products are designed and developed by experienced technology professionals who understand the complex needs of risk and compliance teams at financial services firms.

ACA client service team

Client Service and Support

We take a “white glove” approach to delivering and supporting our products. We are the #1 RegTech provider for client satisfaction among hedge fund managers, according to the 2019 HFM RegTech Rising report.

ACA product implementation

Our Product Implementation

Our implementation specialists are skilled at evaluating and understanding your firm's unique needs and challenges. We take the time to learn your business in order to tailor our systems to your needs.

ACA regulatory compliance team

Our Industry Experience

Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ business needs and regulatory requirements. We work closely as a team when designing, developing, and implementing our technology products.



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Case Studies

 ComplianceAlpha Case Studies

Learn how ACA's RegTech solutions have helped firms solve risk and compliance management challenges. 

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On-Demand Webcast

Protect Your Firm Against Insider Trading and Other Misconduct Related to COVID-19

ACA's Carlo di Florio, Michael Lehman, and others discuss the the employee risks related to the current environment and best practices for managing your firm’s monitoring and surveillance of personal and firm-wide trading, e-communications, and code of ethics.

Watch Now

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White Paper

Best Practices for Implementing a Holistic Surveillance Program

Our surveillance team shares their expertise and insights on how your firm can implement its own holistic surveillance program. 


HFM US Technology Awards Best RegTech Solution

Best RegTech Solution

HFM European Hedge Fund Technology Award Winner Logo

Best RegTech Solution

HFM US Technology Awrds 2019 Best RegTech Solution ACA Technology

Best RegTech Solution

ACA Technology RegTech 100

RegTech 100 List 2019

Alt Credit US Awards 2019 winner ACA Technology

Best Technology: Overall

Fund Technology Awards winner ACA Technology

Best Compliance Solution