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ACA's RegTech Solutions for Financial Services

Simplify and streamline risk and compliance management

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ACA's RegTech solutions help over 800 leading financial services firms around the globe simplify and streamline risk and compliance management so they can meet regulatory expectations and industry best practices effectively and efficiently.

Our RegTech solutions are designed, developed, and supported by our team of former regulators and experienced compliance, technology, and cybersecurity professionals. Through our collective expertise, we understand our clients’ complex business needs and regulatory requirements.

ACA RegTech Solutions




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ComplianceAlpha helps financial services firms globally to meet their regulatory demands effectively and efficiently from a single platform. ComplianceAlpha helps firms automate manual tasks, identify risk through enhanced surveillance capabilities, derive deeper insights through connected data, increase employee compliance, and free up valuable resources.


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Employee Compliance

Provides an integrated solution for collecting, tracking, and analyzing employees' personal trading and reported activities.

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Market Abuse Surveillance

Provides in-depth trade surveillance to help your firm identify "Items of Interest" and non-compliant trading and investment activity.

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Full-service RegTech + managed services solution for meeting KYC and CIP requirements in the U.S., Europe, and Cayman Islands.

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Compliance Management

Provides automated risk monitoring, compliance activity tracking, up-to-date reference compliance content, reporting, and visual analytics.

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Marketing Review

Provides a full workflow for reviewing, approving, and submitting marketing and advertising materials.

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Regulatory Reporting

RegTech + managed services offering for aggregating, reviewing, and submitting regulatory filings including Form PF, Form 13F, AIFMD Annex IV, and CPO-PQR.

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Third-Party Risk Management

Full-service RegTech + managed services vendor management outsourcing service (VMOS) for vendor due diligence and risk assessments.

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Provides cybersecurity and technology risk management tools cybersecurity awareness training administration.

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Why Choose ACA's RegTech Solutions?

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Our Product Development Team

Our products are designed and developed by experienced technology professionals who understand the complex needs of risk and compliance teams at financial services firms.

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Our Client Service & Support

We take a “white glove” approach to delivering and supporting our products. We are the #1 RegTech provider for client satisfaction among hedge fund managers, according to the 2019 HFM RegTech Rising report.

ACA regulatory compliance team

Our Industry Experience & Expertise

Through our collective expertise in compliance, cybersecurity, and technology, we understand our clients’ business needs and regulatory requirements. We work closely as a team when designing, developing, and implementing our technology products.

regtech insight awards 2020 winner logo

HFM US Technology Awards Best RegTech Solution

HFM European Hedge Fund Technology Award Winner Logo

HFM US Technology Awards 2019 Best RegTech Solution ACA Technology

ACA Technology RegTech 100

Alt Credit US Awards 2019 winner ACA Technology

Fund Technology Awards winner ACA Technology